Industry Information

Exemptions

Securities offerings which do not rise to a level requiring registration are "exempted" from the registration and literature filing requirements of the Wyoming Uniform Securities Act. Several exemptions are found in W.S. 17-4-201 through W.S. 17-4-203, which may apply to offers for, but not sales, used to test the waters, the Internet, the sale of private securities, a company's stock through its employee plan, and for WIN (Wyoming Invests Now) offerings. Keep in mind that persons who claim exemptions from registration have the burden of proving the exempt status of their offering.

Office Information

Herschler Building East
122 W 25th St
Suites 100 and 101
Cheyenne, WY 82002-0020

For additional information,
including driving directions,
please see the Contact Us page.

Office Hours

8:00 a.m. to 5:00 p.m. MST
Monday through Friday
(except for official state holidays)

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About Our Office

We have a long history of serving the public. Beginning in April 1869 with the appointment of the first Secretary of the Territory of Wyoming, Edward M. Lee, by United States President Ulysses S. Grant, this office has always served the public from the State Capitol Building. However, following the completion of the Capitol Renovation Project in 2019, the Office is now located at Herschler Building East, Suites 100 and 101.