Industry Information

Federal Regulation D, 506 Offerings


Wyoming will accept a paper copy of the electronic version of the Form D that has been filed with the SEC. The Consent to Service of Process (Form U2), which is incorporated into the electronic version of the Form D, will be accepted in Wyoming. The copy of the electronic version along with a $200 filing fee (payable to the Wyoming Secretary of State) must be submitted no later than fifteen (15) days after the first sale in Wyoming to the Compliance Division of the Wyoming Secretary of State's Office, Herschler Building East, Suite 100, 122 W 25th St, WY 82002-0020


Regulation D, 506 Offerings may also be filed in Wyoming via NASAA's Electronic Filing Depository at www.efdnasaa.org.


The above forms can be found on the Securities and Exchange Commission website.