Enforcement

Petitions, Orders and Stipulations

Date Name Stipulation
01/09/2024 Robinhood Financial LLC Administrative Consent Order
07/28/2022 BlockFi Lending LLC Administrative Consent Order
05/20/2019 LPL Financial LLC Administrative Consent Order
07/05/2016 LPL Financial LLC Administrative Consent Order
01/21/2016 JPMORGAN CHASE & CO Administrative Consent Order
01/21/2016 Citigroup Global Markets Inc. Administrative Consent Order

Archived Orders (Zip File)

Office Information

Herschler Building East
122 W 25th St
Suites 100 and 101
Cheyenne, WY 82002-0020

For additional information,
including driving directions,
please see the Contact Us page.

Office Hours

8:00 a.m. to 5:00 p.m. MST
Monday through Friday
(except for official state holidays)

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About Our Office

We have a long history of serving the public. Beginning in April 1869 with the appointment of the first Secretary of the Territory of Wyoming, Edward M. Lee, by United States President Ulysses S. Grant, this office has always served the public from the State Capitol Building. However, following the completion of the Capitol Renovation Project in 2019, the Office is now located at Herschler Building East, Suites 100 and 101.