Investing

Important Investing Information

The Compliance Division regulates more than 84,000 stockbrokers and 1,350 firms that are registered to conduct business right here in Wyoming. Check out the legitimacy of any investment or investment professional with the Secretary of State's Office before you part with your hard earned money.


Call the Compliance Division at 307-777-7370 to check out any investment pitch, get background and licensing information on your stockbroker and for more information.


Investigate Before You Invest!


Key Words and Phrases that are Red Flag Warnings of Securities Fraud and Investment Scams:


  • Guaranteed
  • Risk-free
  • Act fast or miss out
  • Limited to a few select Investors
  • High return with low risk
  • Don't tell anyone else
  • Insider Information
  • Pay with Cash
  • Breakthrough Technology

Office Information

Herschler Building East
122 W 25th St
Suites 100 and 101
Cheyenne, WY 82002-0020

For additional information,
including driving directions,
please see the Contact Us page.

Office Hours

8:00 a.m. to 5:00 p.m. MST
Monday through Friday
(except for official state holidays)

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About Our Office

We have a long history of serving the public. Beginning in April 1869 with the appointment of the first Secretary of the Territory of Wyoming, Edward M. Lee, by United States President Ulysses S. Grant, this office has always served the public from the State Capitol Building. However, following the completion of the Capitol Renovation Project in 2019, the Office is now located at Herschler Building East, Suites 100 and 101.